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A discussion on The true secret findings in the assessment and reactions to the effects. The Pathway Forward

The public meeting will be a dynamic mix of keynote speeches, Q&A’s and 4 panel sessions. The general public conference is attended by customers of IOSCO and non-associates from the money world and specialised market sectors.

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OSC staff might be speaking at the YWCA in regards to the pink flags of fraud, prevalent varieties of investment fraud, and the way to make more informed monetary decisions.

The seminar will target crucial areas of the guidelines and processes manual and making certain they are already applied effectively. Also, the seminar will explore the part and responsibilities of the final word specified man or woman and chief compliance officer, including the once-a-year report for the Board, as well as touch on rising difficulties that compliance employees should really take into account when planning or improving their compliance systems.

This seminar will deal with various key matters for portfolio managers (PMs) which were highlighted in our 2017 Yearly Summary Report for Sellers, Advisers and IFMs (OSC Personnel Recognize 33-748). The subject areas that can be reviewed are as follows: Providing advisory services to “senior” clientele, Preliminary results from our sweep evaluation of PMs with a big percentage of “senior clients” and dialogue of some best procedures for working with “senior” clients, Results from compliance reviews of on line advisers, and dialogue of regulatory obligations and best techniques for PMs using this type of enterprise design, and

OSC staff members are going to be speaking at Ryerson’s fifty+ Festival. Appear and listen to team examine how to right here protect by yourself from financial investment fraud and the way to make a lot more knowledgeable monetary decisions.

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OSC workers might be speaking for the YWCA with regard to the pink flags of fraud, prevalent types of financial investment fraud, and how to make a lot more knowledgeable monetary selections.

Maureen Jensen speaks on issues of Gals’s economic empowerment. The panel follows Leading Wynne's announcement the Ontario govt established gender range targets for provincial boards and businesses.

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OSC personnel will be Chatting with members with the Probus Club of Bradford. The presentation, Secure Your hard earned money, will deal with: popular forms of fraud, warning signs of fraud and what queries to ask ahead of investing so you can make more informed investing decisions.

OSC personnel will be at Oakville Public Library. The Secure Your cash presentation may help community customers learn the way to shield by themselves from investment decision fraud, what concerns to ask right before they invest and how to make far more educated money choices. More information

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OSC staff will be Chatting with associates of Bell Pensioners Team about investment fraud avoidance and inquiries to request before you spend.

Attend the OSC's Trader presentation, Defend Your hard earned money to learn about fraud prevention, deciding on and working with an advisor and the way to make more educated investing choices.

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The OSC Trader Place of find out this here work’s teletownhalls can be a way for the Trader Workplace to attach with A huge number of Ontarians at a time. Teletownhalls work much like a get in touch with-in radio clearly show wherever OSC personnel present information, answer thoughts and perform live polls in excess of the course of 1 hour.

Increase knowledge of compliance obligations for “a single-person” PM companies, which includes best practices for developing a business succession program.

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